TIM-6705 v1

Chapple, M. (2018, October 30). How does GDPR affect financial institutions?
This resource highlights the EU’s new data privacy rules, which will require
financial services firms to undertake new steps to protect client information.

Securities and Exchange Commission. (2011, October 13). CF disclosure guidance: Topic no. 2.
This site is important to your study of cybersecurity in the finance and banking sectors because it highlights obligations related to cybersecurity and cyber incidents. Focus reading on just the introduction.

Hilowitz, M. B. (2015). I. SEC enforcement efforts with insider trading and cybersecurity. Review of Banking & Financial Law, 35 , 120–131.
This resource gives insight into what cybersecurity laws are and their implications within the finance and banking industry. Read pages 120 to top of 122.

Security Exchange Commission. (2014, March 26). Cybersecurity roundtable.
This resource highlights how SEC is addressing cybersecurity issues and challenges facing banking and financial sectors. Read pages 6 to 9.

U.S. Securities and Exchange Commission. (n.d.). What we do.
The article helps us understand the function and roles of The Securities and Exchange Commission as it relates to cybersecurity in the finance and banking industry. Focus reading on the introduction, creation of SEC, organization of the SEC, and Divisions.

Hunter, R., & Baer, G. (2018, October 11). A tower of babel: Cyber regulation for financial services. Banking perspectives.
The article gives insight into cybersecurity regulation and necessary measures for financial services to mitigate cyber-attacks.

Khatri, P. (2019, September 25). The importance of cybersecurity in banking. The Global Treasurer.
The article expounds on why cybersecurity in banking in today’s environment is necessary to help secure customer assets.