PAC-5020

Abbott, L. J., Parker, S., Peters, G. F., & Presley, T. J. (2019). Control Self-Assessment and Costs of Compliance with Sarbanes-Oxley Section 404. Journal of Management Accounting Research, 31(3), 5–24. Persistent link: https://search.ebscohost.com/login.aspx?direct=true&AuthType=sso&db=bth&AN=139844680&site=eds-live&scope=site&custid=natuniv

This article explores the relationship between Control Self-Assessment (CSA) and internal control costs and regulatory compliance. Specifically, it highlights the negative association between CSA and external audit fees, as well as some costs associated with internal audit's evaluation of operational and financial controls.

Zhang, W. (2020). FOREIGN CORRUPT PRACTICES ACT. American Criminal Law Review, 57(3), 837+. Persistent link: https://link.gale.com/apps/doc/A627109513/EAIM?u=nu_main&sid=bookmark-EAIM&xid=81ade579

The article provides an in-depth analysis of the Foreign Corrupt Practices Act (FCPA), which regulates international corruption through accounting provisions and anti-bribery provisions, and outlines recent developments in FCPA enforcement, making it a valuable resource for internal and external compliance students to understand the implications of FCPA violations and the importance of compliance.

Nesbitt, B., & Neckar, D. (2021). Managing litigation risk in healthcare security. Journal of Healthcare Protection Management, 37(2), 52–64. Persistent link: https://search.ebscohost.com/login.aspx?direct=true&AuthType=sso&db=tsh&AN=152338300&site=eds-live&scope=site&custid=natuniv

This article on minimizing the likelihood of being sued for alleged lapses in a facility's security program provides real-world examples and advice from experts with extensive experience in security consulting, training, and litigation support. Additionally, the healthcare industry pays an estimated $55 to $95 billion in liability costs from lawsuits each year, making it critical for risk managers and security leaders to understand the potential litigation risks and how to limit them.

Grahovac, K. S. (2021). The Importance of Compliance with the Health Insurance Portability Act (HIPAA): Creating and Maintaining a HIPAA Compliance Program Does Not Have to Be a Daunting Task. Journal of Health Care Compliance, 23(1), 57–60. Persistent link: https://search.ebscohost.com/login.aspx?direct=true&AuthType=sso&db=bth&AN=149859855&site=eds-live&scope=site&custid=natuniv

This article provides valuable insights into the importance of compliance with the Health Insurance Portability Act (HIPAA) and offers guidance on navigating security and risk assessments, conducting audits, and responding to OCR investigations, which will be useful for students taking an internal and external compliance class.

Jordan, J. (2022). The Recent Scrutiny of Financial Services Firms under the Foreign Corrupt Practices Act. Tulane Journal of International and Comparative Law, 30(1), 85–108. Persistent link: https://search.ebscohost.com/login.aspx?direct=true&AuthType=sso&db=edshol&AN=edshol.hein.journals.tulicl30.7&site=eds-live&scope=site&custid=natuniv

This article highlights the increased scrutiny and consequences financial services firms face for violations of the Foreign Corrupt Practices Act (FCPA). It discusses recent major cases against Goldman Sachs and Deutsche Bank and provides insights on how financial services firms can avoid FCPA violations.

eMarketer. (2018). What steps have companies in the US taken to comply with GDPR? [Chart.] https://www-statista-com.eu1.proxy.openathens.net/statistics/946800/steps-taken-companies-taken-comply-gdpr-usa/?locale=en

This article provides valuable insights into the steps taken by companies to comply with the General Data Protection Regulation (GDPR) in the United States. As GDPR is an important regulation for data privacy and security, understanding the steps taken by companies to comply with it can help students better understand the importance of compliance and the challenges associated with it.

TrainingABC (Producer), & . (2016). The Foreign Corrupt Practices Act Made Simple. [Video/DVD] TrainingABC. https://video.alexanderstreet.com/watch/the-foreign-corrupt-practices-act
This brand new 2016 production details the Foreign Corrupt Practices Act (otherwise known as the FCPA). The Act protects against unethical behavior and provides a level playing field for all businesses interested in foreign trade

Sarbanes Oxley Act SOX: Explained. . (2021).[Video/DVD] Business Professor. https://video.alexanderstreet.com/watch/sarbanes-oxley-act-sox-explained
This Video Explains Sarbanes Oxley Act SOX - Explained

This program helps organizations comply with the Foreign Corrupt Practices Act (FCPA), which prohibits bribery of foreign officials by U.S. companies and individuals.